Ph.D. Preliminary Exam Guidelines
Objective The overall objective of the
preliminary examination for advancement to Ph.D. candidacy should assess
whether a graduate student has the capacity and promise: ii. to understand the
basic science of environmental and molecular toxicology; iii. to be a creative
and critical thinker; iv. to understand the scientific literature; v. to
conduct original and independent research; and vi. to communicate the ideas and
results of experiments.
Thus, the ideal examination format would select for these
characteristics and prepare the student for the selective pressures that will
be encountered upon completing the Environmental and Molecular Toxicology Ph.D.
degree program. In order to maintain high standards and produce quality
graduate students, the examination must be rigorous and challenging. In
addition, the exam format should set specific limits on the amount of time that
the student dedicates to this process.
The Graduate School Survival Guide contains important
information such as:
- how many people must be on your committee
- deadlines for selecting your committee members
- procedures to follow to get an M.S. or Ph.D.
- how to schedule your exams
- how to prepare your thesis.
Exam Format
The preliminary examination format outlined below consists of
both oral and written elements. This examination must be completed no later
than the end of the 8th academic term (not including summer terms) after
entering the program. In most cases, the student would schedule the exam in the
fall term of the third year of residence, although students may take the exam
earlier, after completing at least one year in the program. The examination
consists of a written and oral presentation of a research proposal that cannot
be closely related to the student's thesis project. As outlined, the student's
ability to develop, research, and defend original scientific ideas would be
evaluated. The student is expected to demonstrate a capacity for critical
thinking and a command of the specific field of focus. In addition, the
student's general knowledge of environmental and molecular toxicology would be
evaluated.
Procedural Outline Research Proposal (written/oral)
- Student submits outline descriptions (required elements
listed below) of two potential research projects. The subject of each project
must be chosen by the student based on their knowledge and review of the
literature, and must describe original, hypothesis-driven research. The
proposed projects cannot have been defined previously in published or
unpublished form (i.e. manuscript, abstract, database of funded projects,
submitted grant application, etc.), or cannot be known to be in progress.
Proposed research also must not be closely related to the thesis research of
the student. "Closely related" is defined as any research that conceivably
could be part of the student's thesis or that conceivably might be initiated
by the student's major professor.
Project outlines (limited to 1 page each) must include:
- Description of an unresolved question relevant to the
field of environmental and molecular toxicology. (1-3 sentences)
- Statement of specific hypothesis to be tested. (1-2
sentences)
- Description of an experimental approach designed to test
the hypothesis, including a minimum of two specific aims, and a statement
of the rationale (justification) for the proposed approach. (2-6
sentences)
- Statement of the significance of the proposed research.
(1-2 sentences)
- The student's graduate committee reviews both outlines and
approves one topic to be developed into a written proposal. The research
topic is chosen based on originality, quality, potential significance, and
likelihood of expanding the student's education and training. Approval of the
topic would occur within one week after the outlines are submitted. During
this period the outlines would be returned to the student, and the student
would receive feedback from the committee concerning the quality and design
of the outlined projects. Major strengths and weaknesses in the experimental
design or rationale would be identified.
- Student develops a written research proposal using the
format and topic guidelines of application for the EPA, NIH, NSF, or other
appropriate granting agency. The written proposal must be completed and
returned to the committee within 4 weeks after the topic was approved. The
scope of the project will be equivalent to that of a "pilot project" proposal
and if conducted would be expected to take approximately 1 year of research
time. The proposal is limited in length to ten pages of double-spaced text
(12 point font with 0.5 inch margins), and must include the following
elements:
- Specific Aims. State concisely and realistically
what the research described in this application is intended to accomplish
and what hypothesis is to be tested. Do not exceed one page.
- Background and Significance. Briefly describe the
background to the present proposal, critically evaluating the existing
literature and specifically identifying gaps, which the project is intended
to fill. State concisely the importance of the research described in this
application, and relate the specific aims to the long-term objectives.
Limit to two pages.
- Research Design and Methods. Discuss in detail the
experimental design and procedures to be used to accomplish the specific
aims of the project. Describe the protocols to be used and the tentative
sequence of investigation. Include the means by which the data will be
analyzed and interpreted. Discuss the potential difficulties and
limitations of the proposed research and alternative approaches to achieve
the aims. Point out any procedures, situations, or materials that may be
hazardous to personnel and the precautions to be exercised. Limit to seven
pages.
- Literature Cited. Do not scatter literature
citations throughout the text. List them at the end of the proposal. All
papers cited in the text must be listed in the reference list and vice
versa. The list of literature citations at the end of the proposal do not
count towards the 10 page limit.
- Appendix. Students may include additional figures
in an appendix, limited to 5 pages. The appendix may not be used to
circumvent the page limits of the proposal.
- The oral exam should be scheduled within 2 weeks of
completion of the written proposal. This deadline can be extended with the
approval of the student's graduate committee.
- During the exam the student would present the research plan
and defend the experimental approach. Presentation would involve a seminar
format with slides/overheads and would be expected to last no longer than 30
min. Following the presentation, the student would be judged on the soundness
of the hypothesis, their understanding of the subject matter, their ability
to defend the proposed experimental design, and their general knowledge of
the field of environmental and molecular toxicology. The exam is expected to
last approximately 2 hours, and is limited in length to 3 hours.
Examination Committee:
The examination committee is the graduate student's doctoral
committee. The doctoral committee consists of a minimum of five members of the
graduate faculty, including at least two members from the major department and
a representative of the Graduate Council. If a minor is declared, the committee
must include a member from the minor department. All committee members must be
on the graduate faculty with appropriate authorization to serve on the
student's committee. The major professor would serve as the chairperson of the
committee to oversee the exam. The decision concerning whether the student
merits advancement to Ph.D. candidacy would be the responsibility of the
examination committee.
Evaluation:
The basic question for the committee is whether or not they
believe the student is adequately prepared to conduct doctoral level research
and has a good chance of successfully completing such research. Following a
discussion of the student's performance on the examination, each committee
member is then asked to vote on the basic question. It is appropriate for
secret ballots to be used, and secret ballots must be used if requested by any
committee member.
If there is one negative vote on this question, the student
will have passed. If there are two or more negative votes on this
question, the student has not passed.
If the committee decision is that the student has not passed
the examination, the committee must then decide whether or not to allow the
student to take a re-examination. If the majority of the committee votes in
favor of a re-examination, the recommendation for re-examination should
be recorded. In addition, the committee must set a time interval that must
elapse before the re-examination is permitted. If the majority of the committee
votes against a re-examination, the recommendation to terminate the
student's work toward this degree should be recorded.
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